-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nz88zcfUcUiBpDQiJKsvhDnpA44gDhPVbGFL7HmCvyQXpr+M4q9wlkF3iY3QsTyy g3qO1KgWQkJInKCJQnTMHQ== 0000070858-00-000039.txt : 20000203 0000070858-00-000039.hdr.sgml : 20000203 ACCESSION NUMBER: 0000070858-00-000039 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000202 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VAXGEN INC CENTRAL INDEX KEY: 0001036968 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943236309 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-56525 FILM NUMBER: 519561 BUSINESS ADDRESS: STREET 1: 1000 MARINA BLVD STREET 2: STE 200 CITY: BRISBANE STATE: CA ZIP: 94005 BUSINESS PHONE: 6506241000 MAIL ADDRESS: STREET 1: 1000 MARINA BLVD STREET 2: STE 200 CITY: BRISBANE STATE: CA ZIP: 94005 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560906609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: NATIONSBANK CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043865000 MAIL ADDRESS: STREET 1: NATIONALSBANK CORPORATE CENTER STREET 2: NC1007 19 04 CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER COMPANY: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER COMPANY: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 VAXGEN, INC. ------------------------------------------- (Name of Issuer) COMMON STOCK, $0.01 PAR VALUE ------------------------------------------- (Title of Class of Securities) 922390208 ------------------------------- (CUSIP Number) DECEMBER 31, 1999 - ----------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) PAGE 1 OF 8 CUSIP No. 922390208 - ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Bank of America Corporation IRS IDENTIFICATION NO. OF ABOVE PERSON: 560906609 - ------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[](b)[] - ------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - ------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 Sole Voting Power: 0 6 Shared Voting Power: 652,400 7 Sole Dispositive Power: 0 8 Shared Dispositive Power: 652,400 - ------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 652,400 - ------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 5.80% - ------------------------------------------------------------- 12 TYPE OF REPORTING PERSON: HC - ------------------------------------------------------------- PAGE 2 OF 8 CUSIP No. 922390208 - ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: NB Holdings Corporation IRS IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF MEMBER OF A GROUP: (a)[](b)[] - ------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - ------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 Sole Voting Power: 0 6 Shared Voting Power: 652,400 7 Sole Dispositive Power: 0 8 Shared Dispositive Power: 652,400 - ------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 652,400 - ------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 5.80% - ------------------------------------------------------------- 12 TYPE OF REPORTING PERSON: HC - ------------------------------------------------------------- PAGE 3 OF 8 CUSIP No. 922390208 - ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Bank of America, N.A. IRS IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF MEMBER OF A GROUP: (a)[](b)[] - ------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - ------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER: 652,400 6 SHARED VOTING POWER: 0 7 SOLE DISPOSITIVE POWER: 652,400 8 SHARED DISPOSITIVE POWER: 0 - ------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 652,400 - ------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 5.80% - ------------------------------------------------------------- 12 TYPE OF REPORTING PERSON: BK - ------------------------------------------------------------- PAGE 4 OF 8 ITEM 1 (a) NAME OF ISSUER: Vaxgen, Inc. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1000 Marina Blvd. Suite 200 Brisbane, CA 94005 ITEM 2 (a) NAMES OF PERSONS FILING: Bank of America Corporation Bank of America, N.A. NB Holdings Corporation (b) ADDRESS OF PRINCIPAL BUSINESS OFFICES: 100 North Tryon Street Charlotte, NC 28255 (c) CITIZENSHIP: United States (d) TITLE OF CLASS OF SECURITIES: COMMON STOCK, par value $0.01 per share (e) CUSIP NUMBER: 922390208 ITEM 3 - IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b)OR (c), CHECK WHETHER THE PERSON FILING IS A: (g) [x] A parent holding company or control person in accordance with(S)240.13d-1(b)(1)(ii)(G) ITEM 4 - OWNERSHIP With respect to the beneficial ownership of each reporting person, see Items 5 through 8 of the cover pages to this Schedule 13G applicable to each such person (pp. 2-4), which are incorporated herein by reference. PAGE 5 OF 8 ITEM 5 - OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable. ITEM 6 - OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable. ITEM 7 - IDENTIFICATION OF THE SUBSIDIARIES WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Bank of America, N.A. NB Holdings Corporation ITEM 8 - IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable. ITEM 9 - NOTICE OF DISSOLUTION OF GROUP: Not Applicable. PAGE 6 OF 8 ITEM 10 - CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. DATED: February 1, 2000 Bank of America Corporation Bank of America, N.A. NB Holdings Corporation BY: /s/ PETER J. BROWN Peter J. Brown Vice President Corporate Compliance PAGE 7 OF 8 EXHIBIT A JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. DATE: February 1, 2000 Bank of America Corporation Bank of America, N.A. NB Holdings Corporation BY: /s/ PETER J. BROWN Peter J. Brown Vice President Corporate Compliance PAGE 8 OF 8 -----END PRIVACY-ENHANCED MESSAGE-----